Capital Market & Securities is one of the major practice areas of AnJie Broad Law Firm. AnJie Broad Capital Market & Securities team has advised issuer and underwriter for over 100 initial public offerings in domestic stock markets of Shanghai and Shenzhen, as well as major international stock markets like Hong Kong and New York. Our lawyers are also experienced in non-public issuance, M&A and restructuring of listed companies and emerging business in China’s capital market such as issuance of preference share, convertible bonds, and assets securitization.

AnJie Broad lawyers keep good cooperation and communication with other capital market participants, intermediaries, regulators and trade associations. This enables us to access latest market information, to advise deals efficiently and to provide value-added services for client. AnJie Broad lawyers are particularly skilled in assisting clients to solve problems innovatively and reach deals in the complicated legal and regulatory environment in China.  

Our clients include SOEs, private companies, well-known multi-national corporations and investment banks, who are involved in a wide range of sectors including financial markets, chemical, energy, transportation, manufacturing, agriculture, consulting, security, TMT, etc.

Since the first day, AnJie Broad has striven for excellent service and innovative solution for our clients and has won a good reputation both domestically and internationally. Going forward, AnJie Broad will continue to pursue high quality of services and to keep the leading position in the market.

The services that our capital market team can provide includes but not limited to:

• Initial Public Offering and listing at domestic and overseas stock exchanges (IPO)

• Public or private placement of listed companies (including issuance of preferential shares)

• Significant assets restructuring and reverse merger

• Acquisition of listed share or asset in domestic and overseas markets

• Issuance of government bonds (both Central and local government)

• Issuance of RMB bonds in China by foreign institutions (Panda Bond)

• Public or private issuance of bonds, convertible bonds and exchangeable bonds

• Issuance of commercial Paper, short-term notes, private placement notes

• Listing on the National Equities Exchange and Quotations (NEEQ)

• Private placement or public issuance of NEEQ listed companies, transfer of shares from NEEQ to stock exchanges

• Restructuring of limited liabilities companies to joint-stock companies

• Private equity financing

• Employee Stock Ownership Plans

• Securitization

• Collective asset management plan of securities firms

• Formation and funding raising for securities investment fund