AnJie Broad has extensive legal service experiences in the area of investment fund. Consisting of partners and lawyers who have combined legal knowledge and practical experience to provide localized solutions to clients, AnJie Broad has established high reputation in the industry. Under the environment with escalating regulatory requirements and developing industry, AnJie Broad is not only able to provide customized legal services and compliance advice to clients, but also to share with clients our discerning considerations and legal suggestions on future development of laws and regulations of the specific industry.

The legal services provided by AnJie Broad in the area of investment fund cover the life cycle of various types of private fund manager and private fund, specifically including set-up and registration of private fund manager, fund raising, fund establishment, fund filing, fund investment, fund divestment and fund liquidation, and internal compliance governance of private fund manager and private fund. The types of private security fund manager, private equity fund manager and venture capital fund manager that AnJie Broad team of investment fund has provided legal services for include state-owned entity, private entity, foreign-owned entity, private fund subsidiary of the securities institution/public fund manager and private fund manager of insurance institution. AnJie Broad has also served for different types of private fund, such as government sponsored fund, fund of fund, secondary fund, QFLP fund and QDLP fund.

The service scope of AnJie Broad in the area of investment fund includes but not limited to the following:

• Assist with registration and filing of private fund manager
• Assist with designing and drafting internal policies and internal incentive plan for private fund manager
• Assist with internal compliance governance of private fund manager and private fund
• Assist with structuring, fund-raising, establishment and filing of RMB fund and USD fund
• Assist with structuring, application, fund-raising, establishment and filing of QFLP fund and QDLP fund
• Assist with investment of FOF (legal due diligence and transaction)
• Assist with investment of secondary fund (legal due diligence and transaction)
• Assist with restructuring, liquidation and exit of private fund
• Provide legal advice for private fund in relation to tax and foreign exchange issues